MANIFESTATIONS OF AUTONOMIC REGULATION DISTURBANCES IN MILD CRANIO-BRAIN INJURY
Tsvetovsky S. B., Stupak V. V.
Novosibirsk Research Institute of Traumatology and Orthopedics named
after Y. L. Tsivyan,
Novosibirsk, Russia
According
to the clinical guidelines approved at the XXXXIII Plenum of the Board of the
Association of Neurosurgeons of Russia (St. Petersburg) on April 15, 2016, mild
traumatic brain injury (TBI) includes concussion and contusion of the brain of
mild severity [1].
Autonomic
regulation disorders are very common, and often they present the single
clinical manifestation of both acute and late periods of mild traumatic brain
injury [2, 3, 4]. The severity and nature of autonomic dysregulation are
associated with the severity of the injury and also depend on the adequacy of
adaptive reactions. To conduct targeted pathogenetic therapy, it is necessary
to differentiate the vagotonic and sympathicotonic orientation of
vegetative-vascular disorders. It is also important to evaluate the contribution
of sympathetic and parasympathetic influences to the overall picture of changes
in autonomic tone and reactivity, reflecting autonomic dysregulation. Thus, there is a need to use objective methods to
identify the nature and degree of dysregulation of autonomic functions in this
group of patients. The task of objectifying the diagnosis of pathological
changes in the vegetative status and monitoring the dynamics of states requires
the use of quantitative methods. For a long time, such quantitative assessments
of heart rate regulation as the Bayevsky stress index, the index of
parasympathetic influences, the vegetative Kerdo index, based on a comparison
of heart rate with diastolic pressure, and the Hildebrandt index, which is
sensitive to functional mismatch in the regulation of the cardiac and
respiratory systems, have been used for a long time [5]. However, in most cases, these indicators are not used
in combination, and only stationary sections of the recording of rhythmograms
are analyzed. In reactions to functional tests, only the ratios of the maximum
and minimum duration of cardiointervals are considered; time characteristics
and phases of reactions are not taken into account [6]. Judgments about the
wave structure of the rhythm are based on a formal division of the
high-frequency and low-frequency ranges of the duration of the waves or with a
division into a larger number of “orders” [6, 7], and the waves with a duration
of less than 15 seconds are unambiguously read as respiratory. Since relatively
recently, the spectral characteristics of cardiorhythmograms have also been
considered, with the calculation of the total spectral power [8, 9, 10]. This
kind of analysis is used to identify group differences between patients with
varying degrees of injury severity and is not very suitable for assessing the
characteristics of the condition and tracking its dynamics in the particular
patient. Integral spectral characteristics do not reflect differences in the
structure of the rhythm.
The objective of the study - to obtain a comprehensive understanding of the
features of autonomic regulation in patients with mild traumatic brain injury
using a parallel analysis of heart rate, respiratory rate and blood pressure,
with the calculation of a number of hemodynamic parameters.
MATERIAL AND METHODS
138
male patients with clinical manifestations of mild TBI aged 14 to 49 years were
examined. Examinations were carried out on the day of admission, i.e., as close
as possible to the time of injury, and after the rehabilitation period of 4 to
11 days. For comparison, 12 healthy subjects were examined.
The
informed consent of the patients (or their close relatives, in case of limited
ability of the patient to communicate) was obtained and complied with the
ethical principles of the Declaration of Helsinki (2013), and the Rules of
clinical practice in the Russian Federation (the Order of Health Ministry of
RF, June 19, 2003, No. 266). The study was approved by the ethics committee of Novosibirsk
Research Institute of Traumatology and Orthopedics named after Y. L. Tsivyan
(the session protocol 007/22, July 27, 2022).
An active
orthostatic test was used to detect deviations from the norm of vegetative tone
and reactivity, as well as vegetative maintenance of activity. Additional
information was recorded when using tests with breath holding and
hyperventilation.
The
equipment used provides ECG recording in the lead with the most pronounced
R-wave, as well as pneumograms. In one variant, a module from a tracking system
for intensive care units was used, which made it possible to record an ECG and,
and, with rheographic method, a respiration signal using one pair of electrodes
(CMSm12 unit, Medicor, Hungary). In the second variant, breathing was recorded
using a temperature sensor using the respirotachometer module. Recording of the
heart and respiration rhythms is carried out by accumulating arrays of readings
of RR-intervals and time intervals between respirations. We also entered data
on blood pressure values at the time of each cardiorhythmogram recording, and
analyzed arrays of at least 220 cardiointervals.
When
analyzing the records, rhythmograms are constructed − stepwise changing curves
in which the height of each step is proportional to the duration of successive
RR intervals. Graphical display of rhythmograms is necessary for their visual
assessment when compared with quantitative analysis data and for identifying
recording artifacts. It also makes it possible to analyze the temporal and
amplitude characteristics of rhythm responses to orthostatic and other
functional tests. To this end, by moving the special cursor around the screen,
one can mark up to 6 points on the rhythmogram with fixing the value of the
duration of the RR interval at each point, the distances between the points in
time and the number of heartbeats that fell into this time interval, with the
determination of the difference in durations neighboring marked intervals and
in the corresponding values of the instantaneous heart rate (Fig. 1). Other permanent marks on the rhythmogram mark the RR
intervals within which the front of the respiration signal arrives (Fig. 2). To
assess the true severity of respiratory arrhythmia and distinguish it from the
components of sinus arrhythmia not associated with respiration, the segments of
rhythmograms are averaged over the respiration signal. For this purpose, the
average values are calculated for the first RR intervals after the breath
signal. Then for the second ones are calculated. The average curve of the respiratory
wave is displayed graphically (Fig. 2), while at the end of the curve, the
average values of RR-intervals formed by less than ten readings are discarded. Thus, with the variability of the respiratory rate, a
reliable determination of changes in the heart rate, which are naturally
associated with acts of breathing, is provided. The absolute (ms) and relative
range of respiratory arrhythmia (as a percentage of the average duration of
cardio intervals) are determined. The contribution of respiratory arrhythmia to
the total variance of the heart rate is estimated by calculating the ratio of
the average amplitude of the respiratory wave to the value of the total
variance of the rhythm.
Figure 1 . Reactions of the heart rate to the transition to the orthostatic
position: a) rhythmogram reflects the sympathetic vasoconstrictor reaction
of resistive vessels, which determines the secondary slowing of the rhythm, a
variant of the norm; b) rhythm response to orthostasis under conditions of
high parasympathetic tone in the duct with adequate sympathetic reactivity; c) rhythm
response to orthostasis with initially high sympathetic tone. In relation to
tachycardia in the background of the reaction, they are reduced and delayed in
time; d) insufficient vegetative provision. Sympathetic responses of
increments in stroke volume and vascular tone are insufficient, there is no
decrease in rhythm
Figure 2. An example of recording a cardiorhythmogram with the presence of
pronounced respiratory periodicity and marks of respiratory acts. The results
of the analysis of the respiratory rhythm (left part) and the characteristics
of the respiratory arrhythmia of the heart rhythm (right). Two types of rhythm
changes in time with breathing
The
wave structure of the rhythm is also analyzed without regard to the acts of
breathing. The characteristics of the distributions of the duration of the
half-waves of the rhythm are calculated, during which the lengthening or
shortening of cardio intervals occurs. In this case, the duration of half-waves
is characterized by the number of cardiocycles. To determine the duration of
half-waves during the transition to each subsequent interval, the arrhythmia
index is calculated, which is the ratio of the difference between the
subsequent and previous intervals to their sum, taking into account the sign of
the difference. A half-wave is considered to be ongoing if this indicator does
not change sign or becomes equal to zero, or changes sign, but does not exceed
the threshold value. Thus, the response of the rhythm in areas with slightly
varying durations of RR intervals is excluded. The ratio of the difference
between the average values of the duration of half-waves to their sum gives an
indicator of the asymmetry of the rhythm waves. The average values of the half-wave
durations over time (seconds) and the asymmetry index for these values are also
determined. Rhythm waves are also characterized by the average value of the
amplitudes, that is, the difference in duration between the longest and
shortest RR-intervals in a half-wave, the number of waves and their frequency
in the analyzed segment of the cardiorhythmogram.
In
addition to respiratory and slower rhythm waves, the rhythmograms of both
healthy subjects and, especially, patients with autonomic dysregulation, may
contain small variations in the duration of adjacent RR intervals. Visually,
the structure of the rhythm, i.e., the dependence of subsequent cardiointervals
in a row on the previous ones, can be assessed by the rhythmogram and by
constructing scattergrams (Fig. 3, 4, 5). To quantify the structure of the
rhythm, distributions of the arrhythmia index are constructed. The number of
readings that fell into the region of positive values (when the RR interval
lengthens compared to the previous one), into the region of negative values,
and into the zero class is counted separately. The ratios of the number of
positive and negative readings are calculated. The mean values of the values of
positive and negative readings of the arrhythmia index are calculated
separately, with the determination of the error of the mean.
Figure 3. Graphic display and quantitative characteristics of the wave structure
of the rhythm. Rhythmogram with marks of the boundaries of half-waves,
scattergram, histogram of the distribution of the arrhythmia index. Statistical
characteristics of the distributions of RR intervals, arrhythmia index, rhythm
waves. Histograms of half-wave distributions. Asymmetry of half-waves with a
longer duration of the phases of the acceleration of the rhythm
Figure 4. Graphic display and quantitative characteristics of the rhythm
structure. Initial sympathicotonia, hypersympathetic reaction to orthostasis.
High value of the centralization index. Pronounced
negative asymmetry of rhythm half-waves
Figure 5. A – slow-wave changes in rhythm, correlating with fluctuations in
vascular tone, in the presence of signs of sympathicotonia and initial
manifestations of dysrhythmia; B – rhythmogram with the presence of arrhythmic
complexes. At a high heart rate, RR intervals are not correlated, the
centralization index is low, and wave asymmetry indicators are positive
For
stationary sections of the recording, such as at rest lying down and in a
stationary state in orthostasis, the analysis of the heart and respiratory
rhythms is carried out using statistical methods. Histograms are constructed,
and the characteristics of the distributions of cardiointervals are calculated:
mean, variance, mean error, asymmetry, etc. The
average, maximum and minimum heart rate values are also measured. Diagnostically significant indices are calculated:
tension index (TI), index of parasympathetic influences (IPI). The availability
of data on blood pressure makes it possible to determine the vegetative Kerdo
index, the assessment of the minute volume of blood circulation and the
resistance of the peripheral vascular network. The
assessment of the significance of differences in the characteristics of rhythm
regulation during dynamic observations, including during functional tests, as
well as differences from the average values of the corresponding parameters
determined for a group of healthy subjects, was carried out using Student's
t-test. The stress index according to Baevsky is defined as , where Am - mode amplitude,i.e. number of cardiointervals in the class corresponding to the distribution
mode, in percentage of total number of intervals in the analyzes massive; Mo –
the value of the distribution mode of sizes of RR-intervals; D – the differencebetween the minimum and maximum size of the intervals.
Index of parasympathetic influences: , where W – distribution width at the level of 1/4 of the value of the modeamplitude; M – average length of the cardiocycle; D and Am – the same as in theprevious formula. Kerdo vegetative index: , where Dd – diastolicpressure; HR – heart rate per minute. KVI = 0 in case of “vegetative balance”
in the cardiovascular system. KVI is positive in case of predominance of
sympathetic influences, and is negative in case of increased parasympathetic
tone.
The minute volume of blood circulation was estimated
by calculating: 1) pulse pressure: PAP = APsyst – APdyast;
2) mean pressure: ; reduced pulse pressure: RPP = . The minute volume is MV = . Assessment of total peripheral vascular resistance: .
The
processing results are displayed on the screen and printed in the form of
histograms, scattergrams and tables of numerical values. Histograms of time
intervals between acts of breathing are constructed and displayed, the average
respiratory rate is determined. The Hildebrandt index is calculated, which is
sensitive to the functional mismatch between the regulation of the cardiac and
respiratory systems. The index is calculated: HI = HR / RR, where RR –
respiratory rate per minute. The norm range – 2.8-4.9.
RESULTS AND DISCUSSION
Due to common
absence of data on the premorbid status of the victims and the heterogeneity of
manifestations of dysregulation of autonomic functions, special attention was
paid to monitoring the dynamics of indicators during treatment.
It was found
that in people of normal constitution with mild craniocerebral injury, the
severity of the clinical course of the disease more often correlates with an
increase in signs that reflect an increase in sympathetic tone and reactivity,
as well as vegetative support of activity, controlled by the nature of changes
in indicators upon transition to an orthostatic position. In our study,
positive values of the Kerdo index at rest were recorded in 81.9 %, inorthostasis – in 91.3 % of cases.
Sympathetic
tone at rest is more often manifested by a shift towards tachycardia and less
often by bradyforms with increased systolic blood pressure due to an increase
in cardiac output. In orthostasis, a hypersympathetic increase in diastolic
pressure with tachycardia is more often observed, due to the need to provide
the proper minute volume in conditions of increased resistance of the
peripheral vascular network. The same and even greater increase in heart rate
in orthostasis is also observed with a significant prevalence of
parasympathetic tone with a decrease in blood pressure. Here, however,
tachycardia compensates for the decrease in cardiac output, which is reflected
in the nature of the rhythmograms and estimates of the “strength” of the
rhythm.
In this
case, there is a mismatch in the regulation of the rhythm of the heart and
respiration, leading to the output of CI values beyond the limits related to
the norm (2.8-4.9), in the area corresponding to dystonia. The discrepancy
between the rhythm of the heart and respiration with an increase in CI is most
pronounced in orthostasis. At rest, 30 % of patients showed a moderate increase
in respiratory rate due to the shallow depth of respiratory excursions in the
supine position. When combined with a moderate increase in heart rate, HI is
within normal limits. During the transition to orthostasis, the increase in the
frequency of respiration in these cases is small or even negative, while the
reaction of the heart rate is pronounced.
Vagotonia,
sympathicotonia, vegetative balance and eutonia are reflected both in scope and
in the phase of heart rate fluctuations in time with breathing. The phase of
heart rate changes in connection with the act of breathing turned out to be a
more visual and sensitive indicator of the consistency or dysregulation of
intersystem relationships than the Hildebrandt index, since it is not a formal
number, but a specific qualitative physiological parameter. Examples of various
variants of rhythm changes in connection with respiratory acts are shown in
Figure 2. With the predominance of parasympathetic influences, the average
curve of respiratory arrhythmia shows a slowing of the rhythm with a subsequent
return (tendency) to the average value (type 1). On the contrary, with
sympathicotonia, there is an initial increase (type 2). With eutonia, the
reaction is moderately bradycardic or biphasic: initial acceleration – slowdown. The sympathicotonic type of regulation at rest with a decrease in therelative range of respiratory arrhythmia below 2.2 % or a decrease in this indicator
by more than 3 times upon transition to orthostasis are evidence of
sympathicotonia and increased sympathetic reactivity and reflect changes caused
by mild traumatic brain injury.
The
indicator of asymmetry of rhythm waves is informative to identify the ratios of
sympathetic and parasympathetic activity, their balance or going beyond the
normal boundaries. With sympathetic tone in the wave period, the lengthening of
cardiointervals occurs during a smaller number of cardiocycles than shortening,
i.e., there are longer periods of increased heart rate (Fig. 4). The asymmetry
index is negative. When analyzing survey data, a high correlation was noted
between estimates of the total resistance of the vascular network and the
degree of negative asymmetry of rhythm waves. For each
individual subject, a shift towards negative asymmetry unambiguously took place
in cases where the transition to the orthostatic position was associated with a
decrease in minute volume with an increase in peripheral vascular resistance.
Negative asymmetry of more than -10 at rest, its increase to more than -20 in
orthostasis (or more than 4-fold increase) reflect increased sympathetic
tension and pathologically enhanced autonomic activity. A dystonic increase in
vascular tone and diastolic pressure, not accompanied by an adequate increase
in stroke and minute volumes, is a sign of dysregulation with an actual lack of
vegetative support for activity.
With
pronounced clinical manifestations, the following changes in the structure of the
rhythm, well distinguished on the rhythmogram, were closely correlated and are
an undoubted sign of a mild brain injury: against the background of slow
fluctuations of varying severity, there are small variations in the duration of
adjacent RR intervals, forming sections of the recording in which almost every
interval changes in side different from the previous one. Another degree of the same phenomenon is the presence of pronounced
arrhythmic events against the background of correlated changes in cardiointervals
that form the respiratory and “vascular” periodicals, or against the background
of a rigid rhythm (Fig. 5b). The latter are combinations of an interval sharply
elongated in relation to the background and a subsequent shortened one, or
separate elongated and shortened intervals. Complexes of long and short
intervals distinguish this phenomenon from extrasystole, in which a shortened
pre-extrasystolic interval follows firstly, followed by a compensatory pause.
In addition, the "range" of these complexes is much less than with
extrasystole, no more than 20 %. Arrhythmic events are always
combined with reduced resistance of the peripheral vascular network and low
diastolic blood pressure. At the same time, systolic pressure is normal or
elevated, the minute volume is increased, i.e., there are signs of a
simultaneous increase in the multidirectional effects of regulation. Irregular
arrhythmias occur when the automatism function of pacemakers, primarily the
sinus node, is impaired [11]. The described combinations of fast irregular
arrhythmias with slow-wave rhythms reflect a dystonic mismatch between the
automatism function and the central level of regulation.
Due to the
fact that tachycardia and rhythm fluctuations in orthostasis can be caused by
various variants of dysregulation, registration and analysis of the transient
reaction to orthostasis is important for differentiating states.
With normal
reactions to orthostasis, a pronounced initial increase in heart rate (12-20 %)
is recorded, which compensates for a decrease in venous return due to blood
outflow into the volumetric vessels of the lower extremities, the normal tone
of which is relatively low. This is followed by a normal sympathetic reaction
of resistive vessels of the muscular type, leading to the restoration of venous
return and a secondary decrease in rhythm. The high
sympathetic reactivity of the vessels in the absence of a constantly maintained
sympathetic tone is reflected in the biphasic nature of the transient process,
when the secondary slowdown is large and is replaced again by an increase in
the pulse until a stationary state for the orthostatic position is reached
(Fig. 1a). The severity and duration of this phase of rhythm slowdown serve as
a measure of vascular reactivity. Significant rhythm fluctuations in the last
section of the transition process indicate the simultaneous activation of
sympathetic and vagal influences and are correlates of dystonia in the proper
sense of the word. With a high constant sympathetic tone, the primary increase in the pulse in
this reaction is relatively small, the secondary decrease is prolonged in time,
and the reaction is single-phase (Fig. 1c). With a decrease in vascular tone
under conditions of the predominance of parasympathetic influences, the primary
reaction is more pronounced in relation to the background, and there is
practically no decrease in the pulse after it (Fig. 1d). These types of reactions are different from normal ones.
Quantitative
characteristics of sympathetic vasoconstrictor hyperreactivity: the duration of
the phase of the secondary decrease in the rhythm is less than 15 seconds, the
duration of the RR-intervals at the peak of the decrease is 0.8-1.2 from the
initial one, followed by a rapid increase by more than 18 %. High sympathetic
tone: pulse rate at rest more than 85/min, prolongation of the primary
acceleration phase up to 20 seconds or more, acceleration less than 15 %,
prolongation of the pulse deceleration phase without rhythm fluctuations, a
slight increase in the pulse rate in orthostasis relative to rest.
Dynamic
observations are important for the diagnosis of mild TBI. Increased sympathetic
tone and reactivity caused by the stressful impact of injury, in the absence of
brain damage, normalize within 2 days after injury. Their long-term
preservation is a diagnostically valuable feature. However, more than a quarter
of patients with brain injury (28.3 % in our observations) showed a phasic
course of the traumatic disease, which is expressed in the fact that the high
sympathetic activity of the initial period is replaced by a sharp shift “to the
parasympathetic side”. During the examination on the 4-8th day after admission,
a picture of autonomic regulation is recorded, which differs significantly from
the initial one and, in some respects, further deviates from the norm. There
are symptoms of a decrease in vascular tone and reactivity, often with a
decrease in blood pressure, and, as a result, tachycardia in orthostasis. Thus,
the “recoil” phase is observed, replacing the increased sympathetic tone of the
initial period and indicating that autonomic dysregulation lasts longer than
the normalization of clinical symptoms.
A decrease
in diastolic blood pressure in orthostasis relative to the supine position is a
pathological reaction, especially in combination with a decrease in systolic
pressure by more than 10 mm Hg. The decrease in the calculated estimate of the
resistance of the peripheral vascular network by more than 20 % during the
transition to orthostasis should definitely be attributed to the lack of
vegetative support.
At rest and
orthostasis, the presence of slow rhythm variations and its fluctuations with a
period of 10-40 seconds, reflecting fluctuations in vascular tone, i.e.
Traube-Goering waves (Fig. 5a), indicates a high probability of brain injury.
The vegetative status is unstable in this case. Even with the initial mild
vagotonia on the 3-5th day, shifts “toward the sympathetic side” of the chronotropic
function, as well as blood pressure and vascular resistance at rest, with signs
of insufficient reactivity and a decrease in the tone of resistive vessels in
orthostasis, prevail. A sharp change in signs of vagotonia to similar
sympathicotonic manifestations at rest and insufficiency of vegetative supply
in the samples is a sign of the presence of a brain injury and a feature of its
phase course.
The cases of
more severe traumatic brain injuries showed a decrease in sympathetic tone,
which is reflected in a decrease in blood pressure at rest, in the absence of a
normal increase in diastolic blood pressure in orthostasis, and in signs of a
decrease in vascular tone and reactivity from the very beginning of observation.
The only parameter supported by sympathetic activity in such patients is a
compensatory increase in heart rate in orthostasis. In some of
these patients, in the orthostatic test, in the already stationary state for
the vertical position, episodes of a relative slowing of the rhythm were
observed, associated with dizziness and the inability to maintain the
orthostatic position. It is obvious that the slowing of heart rate with low
blood pressure and vascular tone leads to insufficient blood supply to the
brain. Thus, these phenomena, as well as the presence of pronounced slow,
irregular (non-respiratory) rhythm waves, reflect a traumatic effect on the
vasomotor center of the brain.
CONCLUSION
The severity
of clinical signs of injury often correlates with an increase in signs that
reflect an increase in sympathetic tone and reactivity, as well as vegetative
support of activity, controlled by the nature of changes in indicators when
moving to an orthostatic position.
In most
patients, repeated examinations within 3-5 days show a decrease in the severity
of signs of the prevalence of sympathicotonic regulation of autonomic
functions, and a tendency to return to the eutonic type. In a smaller part
(28.3 %), a phasic course of the course of a traumatic disease is noted, which
is expressed in the fact that the high sympathetic activity of the initial
period is replaced by a sharp shift “to the parasympathetic side”, and with an
initial mild vagotonia, shifts prevail on the 3-5th day to the sympathetic
side" of chronotropic function, as well as blood pressure and vascular
resistance at rest, with signs of insufficient reactivity and a decrease in the
tone of resistive vessels in orthostasis. Activation
of both divisions of the autonomic nervous system leads to multidirectional
changes in tone and reactivity. A decrease in sympathetic tone, which is
reflected in a decrease in blood pressure at rest, in the absence of a normal
increase in diastolic blood pressure in orthostasis, in signs of a decrease in
tone and vascular reactivity, was noted early in cases of more severe injuries.
In such patients, there are gross changes in the structure of the rhythm, and "chaotic"
arrhythmia. In some of these patients, in the orthostatic test, in the already
stationary state for the vertical position, episodes of a relative slowing of
the rhythm were observed, associated with dizziness and the inability to
maintain the orthostatic position.
Thus, there
are different mechanisms and symptoms of vegetative status disorders in
patients with mild traumatic brain injury. The phases of the course of a
traumatic disease, multidirectional changes, and low vegetative supply are
associated with the severity of the injury.
Funding and conflict of interest information
The study
was not sponsored.
The authors declare the absence of obvious and potential
conflicts of interest related to the publication of this article.
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