Agadzhanyan V.V., Milyukov A.Yu., Ustyantsev D.D., Gilev Ya.Kh.
Regional Clinical Center of Miners’
Health Protection, Leninsk-Kuznetsky, Russia,
Tsyvyan
Novosibirsk Research Institute of Traumatology and Orthopedics, Novosibirsk,
Russia
THE PREDICTION MODEL OF POTENTIAL
RISK OF COMPLICATIONS IN PATIENTS WITH PROXIMAL FEMORAL FRACTURE
Currently, the incidence of musculoskeletal
system diseases is increasing, the high rate of injuries is persistent, and
their social consequences are high (temporary working incapability and
disability) [1, 2].
According to the assumptions, the
amount of persons older 65 will increase twice by 2025 [3]. Older persons
suffer from degenerative and dystrophic diseases such as osteoarthrosis,
osteochondrosis and osteoporosis with 60 % higher rate than in young persons
[4]. With ageing of population, the number of hip joint fractures increases [5,
6]. The rate of femoral neck fractures is increasing: 75.3-80.2 % against 19.8-24.7
% of acetabular fractures [4].
Although proximal femoral fractures
consist less than 20 % of all osteoporotic fractures, they lead to death in most
cases with fractures in persons older 50 [7]. In patients with hip joint
fractures, the risk of death is 20-30 % within one year, whereas 30-day
mortality is 5-10 % [8].
Most authors note the high mortality
within one year after trauma – 63 % for conservative therapy in older patients
with proximal femoral fractures [9]. Exacerbation and decompensation of
patients’ condition owing to concurrent diseases were the causes of death
determined by increasing cardiovascular insufficiency, development of cerebral
perfusion disorders, pneumonia and bedsores [10].
According to predictions by L.J.
Melton, the amount of proximal femoral fractures will be about 6-6.5 million by
2050 [11].
According to recent systematic
reviews and metaanalysis, some predictors are associated with death after
surgery for hip joint fractures, including an injury type, older age, male sex,
presurgical mobility, cognitive worsening and presence of concurrent diseases [5, 12, 13, 14].
Considering
some reasons, proximal femoral fractures require for specific approach to
treatment since the injury in the older patient is a complex surgical,
therapeutic, social and psychological problem, which is to be solved by
physicians of different specialties and social workers [1, 10].
The
data shows that the higher percentage of patients with proximal femoral
fractures receives the treatment in outpatient conditions [10]. It is well
known that the fracture union is almost impossible without osteosynthesis [15].
It
is known that the possibility of high risk of postsurgical complications in
patients with proximal femoral fractures is directly proportional to the
increase in age and comorbidity index [16]. The nomogram for clinical
estimation of the risk of complications in patients with proximal femoral
injuries and concurrent diseases can be used in combination with screening of
functional and physiological parameters [16].
The
next stage was the development of a method for choice of surgical management
for proximal femoral fractures on the basis of estimation of the potential risk
of complications according to the nomogram and estimation of severity class
according to American Society of Anaesthesiologists (ASA).
The study objective was to develop the model for selecting the surgical management (osteosynthesis
or primary total arthroplasty) for proximal femoral fractures and
identification of patients with high risk of postsurgical complications with
consideration of age, gender and comorbid status in combination with screening
of previous functional and physiological parameters and estimation of clinical
results of use of this model.
MATERIALS AND METHODS
The
retrospective study included the results of the complex examination and
surgical treatment of 161 patients with proximal femoral fractures who were
observed by us in 2013-2016. The data was extracted from the electronic
database of the Medical Information System (MIS) of Regional Clinical Center of
Miners’ Health Protection.
The
inclusion criteria for the patients with proximal femoral fractures were the
age > 18, ISS (Injury Severity Score) ≤ 15 [17], absence of transfers to
other clinics, more than 24 hours of stay in the clinic. The general mortality in
the included patients was not registered.
In
concordance with ICD-10, proximal femoral fractures were verified on the basis
of complaints, the data of physical examination and radiography of the hip in
two standard planes. A type of proximal femoral fracture was determined with
the modified classification by Kaplan A.V. (1967) [18].
The
surgical management included the osteosynthesis with intramedullary nails PFN,
the cannulated screws and primary total replacement of the hip joint in
concordance with the modern guidelines [19].
The
severity class of the patient was estimated with the classification of the objective
status from ASA [20].
Parameters
The
MIS database included all variables used in the study, individually for each
patient with a proximal femoral fracture.
The
stratifying variables were: the age (18-64 – young age; 65 and older – older
age), gender, comorbidity status estimated with 3 categories (0 – absence of
concurrent diseases, mean chronical condition (1-2 concurrent diseases),
multiple morbidity (3+ concurrent diseases), a fracture type, a class of the
patients’ severity condition with ASA [20], a surgery type, hospital stay after
surgery.
The
extreme values of the vital parameters and the laboratory results from MIS
database were used for estimation of ASA condition severity. The variables,
which were absent in 10 % of the patients, were excluded from the further
analysis. All variables were analyzed as dichotomic values for simplification
of inclusion into the final prediction model.
The
objective estimation of adequate preparation of the patients to surgery was
conducted with the nomogram developed by us [16]. The predictive risk of
complications was estimated in relation to increasing age and the comorbidity
categories for men and women.
The
study corresponded to World Medical Association Declaration of Helsinki – Ethical Principles for Medical Research
Involving Human Subjects, 2013, and to the Rues for Clinical Practice in the
Russian Federation (the Order by Russian Heath Ministry, June 19, 2003,
No.266), and was approved by the local
ethical committee. Since the study was of surveillance type, the informed
consent was not required.
Statistical analysis
The
statistical analysis of the data was conducted with IBM SPSS Statistics 21 (Statistical
Product and Service Solutions – SPSS).
During
statistical analysis, the extensive coefficients (%) characterizing the
relation of the parts to the whole were estimated. The qualitative signs were
presented as absolute and relative (%) values. The qualitative variables were
presented as the mean arithmetic (M) and quadratic deviation of the mean
arithmetic (SD) in the ordered sample, in view of Me (LQ-UQ), where Me – the
median, (LQ-UQ) – interquartile range (LQ – 25%, UQ – 75% quartiles). The critical
level of significance (p) was < 0.05 for testing the statistical hypotheses.
The randomized heterogeneous
combined sample was used as a method for formation of the sampled population.
The relationships were identified with univariate and multivariate logistical regression.
The
primary result for inclusion of the variables into the univariate logistical
regression analysis was the availability of estimation of the risk of
postsurgical complications in the patients with proximal femoral fractures.
The
univariate logistical regression was used for analysis of each variable (age,
gender, a comorbidity category, a fracture type, ASA class severity, surgery
type) and the rate of development of complications which was used as the
borderline value for inclusion of a variable into the multivariate model.
Multiple
logistical regression was used for identification of the risk factors of
postsurgical complications. The variables were fixed in the final predictive
multivariate model, if p < 0.05.
The
point rating system was developed on the basis of the agreement coefficients of
the multivariate analysis to simplify the possibility of use in clinical
practice. The value of 0.5 unit (point) was assigned to the variables, when the
coefficient was less than 0.75; 1 unit point – if the coefficient was between
0.75 and 1.25; 1.5 unit (point) – if the coefficient was from 1.25 to 1.75, and
2 units (points) – for the coefficient > 1.75.
The
final model for prediction of the risk of postsurgical complications after
proximal femoral fractures was the derivative from the regression formula,
which was created on the basis of the points in combination with the values of
agreement coefficients of the multivariate analysis. The sample median was used
for using the model instead of the missed values of the risk.
The
discriminating ability of the model was estimated with ROC-curve. The area
under ROC depends on the sensitivity and the specificity. It changes within
0.50-1.00. This is a criterion of efficiency of selecting the patients who
correspond to a selected criterion (the potential risk of complications after
proximal femoral fractures).
ROC
0.50 predicts the probable chance, whereas ROC 1.00 – the value of absolute
recognition. ROC-curve within 0.70-0.79 presents the admissible recognition in
the model of prediction of complications (within 0.80-0.90 – excellent).
The
total estimation of the model and the real data was conducted with Hosmer and Lemeshow
goodness-of-fit test, which compares the observed (actual) and expected
(potential) values of the risk of complications according to the prediction
deciles. The final values (p < 0.05) testified that the difference between
the observed risk and the predicted risk of complications was higher than it
was expected, and it showed the disadvantage in compliance in the model.
The patients with proximal femoral
fractures were distributed into the groups of low (< 10 %), middle (10-30 %)
and high (> 30 %) risk in concordance with the actual values of the
complications registered by us. Henceforth, the observed (actual) numbers of
the complications were compared with the risks of possible complications which
were calculated in our model.
RESULTS AND DISCUSSION
From
January 2013 to December 2016, 161 patients with proximal femoral fractures
were operated in compliance with the criteria (ISS ≤ 15, age ≥ 18, absence of
transfer to other clinics, stay in the clinic ≥ 24 hours). The general
lethality was not registered in the included patients.
In
case of absence of any data of the outpatient status at the moment of hospital
admission, for example, body mass, serum albumin and others (approximately in
10 %), the patients were excluded from the study. After exclusion of insufficient
medical records (n = 16 (9.9 %)), the final analysis included the medical
records of 145 patients with proximal femoral injuries.
The
study group included 30 (20.7 %) young patients (age of 18-64), 115 (79.3 %)
older patients older patients (≥ 65), most patients of male sex (84 patients,
57.9 %).
The
types of proximal femoral fractures were as described below: medial fractures
or intraarticular femoral neck fractures – 111 patients (76.6 %) (subcapital
fracture – 32 (28.8 %), transcervical – 47 (42.3 %), basicervical – 32 (28.9 %));
lateral or trochanteric extraarticular fractures – 34 patients (23.4 %) (transtrochanteric
– 24 (70.6 %), subtrochanteric – 10 (29.4 %)).
The
young patients (age of 18-64) with medial and lateral fractures of the proximal
femoral bone received 6 procedures of primary total hip replacement, 10
patients received the femoral bone fixation with the cannulated screws, 15
patients – the femoral bone fixation with PFN (18 %, 36 % and 46 % of all surgeries
in this group).
The
older patients (≥ 65) received the hip joint replacement in 84 cases (74 %).
Most
patients were operated two days after admission (n = 135; 93.1 %).
The
estimation of the comorbidity categories showed the absence of concurrent diseases
in 10 (6.9 %) patients (0 – a comorbidity category), 80 patients (55.2 %) had
the comorbidity category 1-2, 55 patients (37.9 %) had the concurrent pathology
with three and more diseases (3+).
In
concordance with the ASA objective status classification, the severity
categories 1, 2, 3 and 4 were registered in 13 (8.9 %), 24 (16.6 %), 70 (48.5
%) and 38 (26.2 %) patients with proximal femoral fractures correspondingly.
The
mean duration of hospital stay was 14.5 (17.6) days.
The
table 1 shows the characteristics of the results of the univariate logistical
regression analysis for determination of potential factors relating to the risk
of complications after surgical management of the patients with proximal
femoral fractures.
Table 1. Characteristics of results of univariate logistic regression analysis for determination of potential risk factors of complications after surgical treatment of patients with proximal femoral fractures (n = 145)
Parameters |
n (%) 1 |
Amount of complications, abs. (%)1 |
OR (95% CI) |
p |
Age: |
||||
young age (18-64) |
30 (20.7) |
4 (2.8) |
2.23 (1.32 – 3.76) |
0.007 |
Gender: |
||||
men |
84 (57.9) |
15 (10.3) |
1.74 (1.03 - 2.92) |
0.037 |
Fracture type: |
||||
medial |
111 (76.6) |
14 (9.7) |
1.59 (0.93 – 2.72) |
0.090 |
lateral |
34 (23.4) |
8 (5.5) |
|
|
Comorbidity (concurrent diseases before injury)1: |
||||
no concurrent diseases (0) |
10 (6.9) |
1 (0.7) |
|
|
1-2 concurrent diseases |
80 (55.2) |
5 (3.4) |
3.11 (1.67 - 5.78) |
< 0.001 |
3+ concurrent diseases |
55 (37.9) |
16 (11.0) |
3.73 (1.99 - 6.98) |
< 0.001 |
ASA condition severity class* |
||||
1 |
13 (9) |
1 (0.7) |
|
|
2 |
24 (16.6) |
3 (2.1) |
2.25 (1.09 - 4.65) |
< 0.027 |
3 |
70 (4.8) |
12 (8.3) |
3.24 (1.05 - 10.2) |
< 0.041 |
4 |
38 (26.2) |
6 (4.1) |
4.27 (1.91 - 9.56) |
< 0.001 |
Surgery type |
||||
osteosynthesis |
55 (37.9) |
12 (8.3) |
|
|
prosthetics |
90 (62.1) |
10 (6.9) |
1.43 (1.09 – 2.84) |
0.071 |
Days before surgery |
||||
1 |
10 (6.9) |
2 (1.4) |
|
|
2 |
27 (18.6) |
5 (3.4) |
1.32 (0.60 – 2.89) |
0.487 |
3+ |
108 (74.5) |
15 (10.3) |
1.46 (0.87 – 2.45) |
0.150 |
Note: 1 – percentage ratio is has been calculated with consideration of all patients; * – condition severity class according to objective status of American Society of Anesthesiologists (ASA) [20]; p < 0.05 values are separated with bold type; CI – confidence interval; OR – odds ratio.
The
univariate logistical regression analysis identified some values, which
supposed the higher risk of postsurgical complications in the patients with
proximal femoral fractures. The positive, most significant relationship was
found: the age > 65 (p = 0.007), gender – male (p = 0.037), the comorbidity
categories: 1-2 concurrent diseases (p < 0.001) and 3+ concurrent diseases
(p < 0.001), ASA severity class 2 (p = 0.027), ASA severity classes 3 and 4
(p < 0.001).
A
fracture type, a surgery type and time of surgery did not exert significant
influence on the risk of postsurgical complications (р = 0.09, р = 0.071, р = 0.082).
The
final values of our model for prediction of the risk of postsurgical
complications in the patients with proximal femoral fractures are presented in
the table 2. Six parameters were selected as the predictors of postsurgical
complications in patients with proximal femoral fractures: gender, age, a
comorbidity category, potential risk of complications, ASA severity class, a
fracture type.
Among
our patients, older age (65+), male sex, presence of 3+ diseases, and ASA severity
classes 3 and 4 showed the highest agreement coefficients, as shown in the
table 2.
We
found the maximal values between the contribution coefficients (0.5-2 units)
since they could differentiate the risk of postsurgical complications lower and
higher 30 % (the table 2).
Table 2. Results of multiple logistic regression of risk factors of complications after surgical treatment of patients with proximal femoral fractures (n = 145)
Values |
Coefficient |
Points1 |
OR (95% CI) |
p |
Age: |
||||
young age (18-64) |
0.4467 |
0.5 |
1.72 (1.02 – 2.89) |
0.037 |
Gender: |
||||
men |
1.8505 |
2 |
2.34 (1.27 – 4.33) |
< 0.001 |
Fracture type: |
||||
medial |
1.4526 |
1.5 |
1.27 (1.13 – 3.56) |
0.041 |
lateral |
1.1050 |
1 |
1.04 (0.86 – 2.67) |
0.034 |
Comorbidity (concurrent diseases before injury)1: |
||||
no concurrent diseases (0) |
0.4534 |
0.5 |
0.72 (0.43 – 1.860) |
0.027 |
1-2 concurrent diseases |
1.9985 |
2 |
7.38 (2.46 -22.14) |
< 0.001 |
3+ concurrent diseases |
2.0727 |
2 |
7.95 (2.66 -23.74) |
< 0.001 |
ASA condition severity class* |
||||
1 |
0.3279 |
0.5 |
1.03 (0.47 – 3.4) |
< 0.027 |
2 |
0.8305 |
1 |
1.32 (0.6 – 2.89) |
< 0.001 |
3 |
1.9346 |
2 |
6.87 (1.8 – 27.39) |
< 0.001 |
4 |
2.0335 |
2 |
7.75 (2.48 – 25.3) |
< 0.001 |
Note: 1 – coring estimation was developed on the basis of agreement coefficients of multivariate analysis with aim of simplification of possible clinical use with Hosmer and Lemeshow Goodness of Fit Test. The value of 0.5 unit (points) was prescribed for the variables, when the coefficient was less than 0.75; 1 unit (point) – if the coefficient was between 0.75 and 1.25; 1.5 unit (point) – for the coefficient from 1.25 to 1.75 and 2 units (points) for the coefficient > 1; * – severity class of patient’s condition according to classification of objective status of American Society of Anesthesiologists (ASA) [20]; CI – confidence interval; OR – odds ratio.
Usingthe simple scoring system (1-4 points), with ASA severity classes 1, 2, 3 and
4, we made the correlation to the agreement coefficient values (0.5; 1; 1.5; 2
units corresponded to 1; 2; 3; 4 points) (the table 2). On the basis of the
values and the ratings of the agreement coefficients, the items for each
parameter were located as it shown in the table 2. The scoring system did not
influence on the predicted outcome.
The
area under ROC-curve was 0.81 for the multivariate analysis. Hosmer-Lemeshow test
was not significant (p = 0.343).
Using
the simple scoring system (1-4 points), we separated the groups of low, middle
and high risk of postsurgical complications (the table 3). The patients with
low risk had approximately 1 point and the maximal predicted risk of postsurgical
complications in 2.1-8.9 %; the patients with middle risk – 2-3 points, and the
expected risk after surgery – 13.9-30.3 %; the patients with high risk (n = 55)
(> 3 points) showed 34.7 % and higher predicted risk of complication (the
table 3).
Table 3. Characteristics of risk groups (low, middle and high) in concordance with potential and observed (factual) values of complications after surgical treatment of patients with proximal femoral fractures (n = 145)
Points1 |
Potential risk of complications2 (%) |
Risk groups |
Observed (factual) complications3, (%) |
ASA severity class4 |
0 |
2.1 |
Low |
2.8 |
1 |
2 |
13.9 |
Middle |
12.1 |
2 |
3.5 |
34.7 |
High |
33.4 |
4 |
Note: 1 – scoring estimation developed on the basis agreement coefficients of multivariate analysis (table 2); 2 – potential risk of complications has been calculated with consideration of all patients with nomogram [16]; 3 – percentage ratio of complications has been calculated with consideration of all patients; 4 – severity class of patient’s condition according to classification of objective status of American Society of Anesthesiologists (ASA) [20].
After
distribution into the risk groups, 10 patients (6.9 %) were in the low risk
group, where the risk of postsurgical complications was 2.8 %. The middle risk
group included 80 patients (55.2 %), with the risk of complications of 12.1
%.The high risk group showed the risk of postsurgical complications of 33.4 %
and included 55 patients (37.9 %).
The
scoring system did not influence on the predicted result in comparison with the
logarithmic distribution model (ROC 0.806 in comparison with 0.813 in the derived
set; Hosmer-Lemeshow p > 0.05).
Therefore,
the high risk of postsurgical complications in the patients with proximal
femoral fractures is closely related to the increase in age, comorbidity index,
ASA severity class, gender and fracture types.
The
results of the conducted study were the basis for development of a method for
selection of surgical techniques for proximal femoral fractures in patients
with concurrent diseases on the basis of calculation of the potential risk of complications
in concordance with our nomogram [16] with consideration of age, gender,
comorbidity categories, estimation of severity using ASA classification [20].
Choice of surgical management for proximal femoral fractures [21]
The
offered method is used as described below. At admission, the anamnesis data is
collected with estimation of concurrent diseases, age; the patient is examined,
and surgical techniques are selected. Additionally, gender is considered. The young age is 18-64 years, 65 and more – older
age. A comorbidity category is determined: no concurrent diseases – healthy,
1-2 concurrent diseases – average chronic condition, 3 and more concurrent
diseases – multiple morbidity.
The
potential risk of complications is estimated with the nomogram (Fig. 1). The
nomogram is presented separately for the women (Fig. 1a) and the men (Fig. 1b).
Dimension of Y-axis corresponds to the potential risk of complications with division
value of 10 % and the graduation scale from 0 to 60 %. Dimension of X-axis corresponds
to age, with division value of 10 years and the graduation scale from 0 to 90
years. The third axis is parallel to Y-axis. It is located in the end of X-axis
and corresponds to ASA severity class, with division value of one class and the
scale from 0 to 6th class. The nomogram field is divided into two zones with a
line going in parallel with X-axis at the level of 30 % in Y-axis. The nomogram
presents the charts corresponding to three categories of comorbidity: 0 – no
concurrent diseases, 1-2 concurrent diseases, 3 and more concurrent diseases.
The horizontal direct line (risk of 30 %) shows the possibilities of using the
nomogram for calculation of the potential risk of complications. So, all
values, which are higher the values from the direct line of 30 % have the high
risks of complications with consideration of gender and age of trauma patients.
For example, for men at the age of 50 (Fig, 1b), this value is found in X-axis;
the vertical line is drawn to the intersecting point with the chart (3 concurrent
diseases). From this point, a horizontal line is drawn to Y-axis. The risk of
complications is 30 %; similarly, for the age of 55, with two concurrent
diseases at least, and for all men at the age of 70 and older. Also the risk of
complications is estimated with consideration of age and concurrent pathology
in women in other nomogram considering the gender (Fig. 1a).
Figure 1. The choice of surgical management for proximal femoral fractures with
use of the nomogram of potential risk of complications in women (a) and men
(b):
a) the
nomogram with consideration of age, concurrent diseases and ASA severity class
in women
The
clinical, laboratory and instrumental study is conducted. Additionally, the
severity of patient’s condition is estimated with ASA classification (the class
1: a normal healthy patient; the class 2: a patient with a mild systemic
disease; the class 3: a patient with severe systemic disease, which is not
dangerous for life; the class 4: a patient with a severe systemic disease, which
is life threatening; the class 5: a dying patient requiring for urgent surgical
management for vital indications; the class 6: brain death) [20]. A fracture
type was estimated with the modified classification by A.V. Kaplan [18].
The
surgical techniques are selected using the combination of six parameters:
gender, age, a comorbidity category, potential risk of complications, ASA
class, a fracture type, with use of the nomogram for the women (Fig. 1a) and
for the men (Fig. 1b).
Figure 1. The choice of surgical management for proximal femoral fractures with
use of the nomogram of potential risk of complications in women (a) and men
(b):
b) the
nomogram with consideration of age, gender, concurrent diseases and ASA
severity class in men.
The nomogram presents the charts corresponding to three comorbidity categories: 0 – absence of concurrent diseases, 1-2 concurrent diseases, 3 and more concurrent diseases. The field of the nomogram is divided into two zones with the horizontal line, which goes in parallel to the abscissa axis (X) at level of the ordinate axis (Y) and corresponds to 30 % of potential risk of complications. The third axis is parallel to the ordinate axis and is located in the end of the abscissa axis and corresponds to ASA severity class [20] with division value of one class and the scale from 0 to 6 class.
If the combination of the ASA severity class 4 with the potential risk of
complications is higher than 30 %, the surgical interventions are not
performed. For ASA class 3 with potential risk of complications < 30 % in
medial and lateral fractures, low invasive osteosynthesis for the proximal
femoral bone is conducted. The choice of techniques is determined by
characteristics of a fracture (screws or PFN).
With
ASA severity classes 1-2 with potential risk of complications < 30 %, a
patient with lateral and basicervical fractures receives the osteosynthesis,
for medial fractures (subcapital and transcervical) – total hip replacement.
The
practical use of the method is confirmed by the clinical cases.
Clinical case 1
The
patient M., year of birth 1948, was admitted to the traumatology and
orthopedics unit No.2, Regional Clinical Center of Miners’ Health Protection,
on September 20, 2015. The diagnosis was: “A closed basicervical fracture of
the left femoral neck (Fig. 2a). The period of the injury – 3 days. The patient did not seek medical advice.
After
admission, the history was taken: osteoporosis. Chronic gastritis, the remission
stage. Gastric ulcer in the remission phase. Hypertonic disease of the degree
2, the second stage, risk 3. Postthrombophlebitic syndrome of the right lower
extremity, chronic venous insufficiency of degree 2. Cardiac insufficiency of functional class
2.
The
age and the gender were determined: the man, age of 68, older age. A comorbidity
category: multiple morbidity (3+ concurrent diseases). The clinical examination
was conducted. The nomogram showed 38 % risk of complications (Fig. 1b). The
estimation showed ASA class 4. Therefore, the risks of surgical intervention
relating to the age and concurrent pathology were high and non-compensated.
Owing
to high risks of a surgical intervention, the patient received the conservative
symptomatic treatment of cardiovascular disease controlled by the cardiologist
and the therapeutists during 7 days. After correction of somatic pathology, the
recurrent estimation of the risk of complications was conducted (24 %, ASA 3
class, moderate risk). The planned surgery was carried out: closed reposition
of the basicervical fracture of the left femoral bone, low invasive
osteosynthesis with the cannulated screws and electronic optical amplification
(Fig. 2b). The perisurgical complications were absent. The movements were within
the full range (Fig. 2c). The patient could move next day after the surgery.
The hospital period was reduced to 6 days. The patient was discharged in good condition.
Figure 2. Clinical case 1: a) X-ray image of the patient M. with basilar fracture of left
femoral neck
b) X-ray image of the patient M. after low-invasive
osteosynthesis with cannulated screws
c) a picture of the patient M. two
years after treatment
Clinical case 2
The
patient K., age of 39, was admitted to the traumatology and orthopedics unit
No.2, Regional Clinical Center of Miners’ Health Protection. The diagnosis was:
“A closed transtrochanteric fracture of the left femoral bone” (Fig. 3a).
The
anamnesis data was collected after admission, and some concurrent diseases were
identified. The secondary diagnosis: chronic gastritis in remission phase.
Diabetes mellitus, type
2, compensated.
The
age and the gender were determined: the man, age of 39, young age. A
comorbidity category: 1-2 concurrent diseases. The clinical examination was conducted.
The nomogram showed 18 % risk of complications (Fig. 1b). The severity degree was
ASA 2. Therefore, the risks of a surgical intervention relating to the age and
the concurrent pathology were low. On the second day, the patient received:
closed reposition of a transtrochanteric fracture of the left femoral bone,
intramedullary fixation of the left femoral bone with the proximal locked nail
under electron-optical image intensifier (Fig. 3b). There were not any
postsurgical complications, the movements were within the full range (Fig.
3c).The patient could move on the next day after the surgery. The hospital stay
was reduced to 8 days. The condition was good at the moment of discharge.
Figure 3. Clinical case 2
a) X-ray image
of the patient K. with a closed pertrochanteric fracture of the left femur
b) X-ray
image of the patient K. after intramedullary fixation of the left femur with
proximal locked nail
c) a picture of the patient K. 1 year and 9 months
after treatment
Clinical case 3
The
patient V., age of 74, was admitted to the traumatology and orthopedics unit
No.2, Regional Clinical Center of Miners’ Health Protection. The diagnosis was:
“A closed subcapital fracture of the left femoral neck” (Fig. 4a).
The
anamnesis data was collected after admission. Some concurrent diseases were
identified: coronary heart disease. Postinfarction cardiosclerosis since 2007.
CHF, functional class 2. Hypertonic disease 3, risk 4. Tachysystolia,
normophorm. Cerebrovascular disease, degree 1. Postthrombophlebitic syndrome to
the left. Obesity of degree 2.
The gender and the age were
determined: the woman, age of 74, older age. A comorbidity category: multiple
morbidity (3+ concurrent diseases). The clinical examination was conducted. The nomogram showed
37 % risk of complications
(Fig. 1a). ASA 4 class severity. Therefore, the risks of
surgical intervention relating the age and concurrent pathology are still high
and non-compensated. Owing to the high risk of a surgical intervention, the
patient received the conservative and symptomatic treatment of the
cardiovascular diseases and was observed by the cardiologist, the neurologist
and the therapeutists during 9 days. After correction of somatic pathology, the
risk of complications was estimated again – 24 %, ASA class 2, i.e. moderate
risks. Considering the characteristics of the injury, the patient received the
planned total replacement of the left hip joint (Fig. 4b). There were not any
postsurgical complications. The patient could move on the day 3 after the
surgery. The hospital stay was 19 days. She was discharged in good condition.
Figure 4. Clinical case 3:
a) X-ray image
of the patient V. with a closed subcapital fracture of the left femur neck
b) X-ray
of the patient V. after total replacement of the left hip joint
DISCUSSION
Along
with the increase in the incidence of proximal femoral fractures [10, 11], the
necessity for estimation of the predictor risk of postsurgical complications
increases.
Multiple
studies are dedicated to the risk factors of postsurgical complications and
mortality in patients with proximal femoral fractures [12, 14, 15]. However it
is difficult to estimate the risk of each individual patient. Such model for
risk prediction is required (better at the moment of admission) that is used by
the attending physician. Moreover, the model for prediction of postsurgical
complications in patients with proximal femoral fractures can be used as a
testing method in comparison of outcomes in various medical facilities.
Many
authors confirmed the importance of the problem and showed the role of
appropriate therapeutic examination and treatment for improvement in life
quality and for further prediction after surgery [8, 14, 15]. Few studies are
related to selection of optimal surgical techniques for proximal femoral
fractures. Some authors offered selecting the surgical management of the
femoral neck with consideration of age and general condition, but they did not
offer to systematize the risks of concurrent diseases and a surgical
intervention for determination of subsequent surgical management [22, 23].
As
we know, there are several models for risk prediction in surgical treatment of
hip fractures [24-26]. Orthopaedic Physiologic and Operative Severity Score for
the Enumeration of Mortality and Morbidity (O-POSSUM) uses 14 physiological and
6 surgical variables for prediction of mortality and diseases. This model
determines the mortality with the formula: the probability of death = -7.04 +
(0.13 × the physiological value) + (0.16 × surgical value of severity) [24].
The estimation of physiological capability and surgical stress (E-PASS)
consists of the preoperative risk score (PRS) (age, concurrent diseases, performance
index and ASA) and the surgical stress score (SSS) (blood loss in relation to
body mass, surgery time, skin incision size). It uses the universal risk score:
0.328 + (0.936 × PRS) + (0.976 × SSS) [25, 26]. Although these formulae are
potentially able to predict the mortality in patients with hip joint fractures,
it is quite difficult to use the complex formulae in real clinical practice.
Moreover, the significant part of the data is not easy available. Such data are to be collected and analyzed.
In
this study, the model for selection of surgical management of proximal femoral fractures
considered six parameters: gender, age, a comorbidity category, potential risk
of complications, ASA class severity, a fracture type.
Our
simple nomogram for clinical estimation of the risk of complications at the
background of concurrent diseases in patients with proximal femoral fractures
with consideration of gender and age [16] was used in combination with
screening of previous functional and physiological parameters for
identification of patients with maximal risk of the complicated clinical course
in the postsurgical period.
Our
study identified five main clinical factors (age, gender, a comorbidity
category, ASA severity class, and a fracture type as the predictors of
postsurgical complications after proximal femoral fractures. These factors include
the older age (65+), male sex, a comorbidity category 3+ concurrent diseases
and ASA class 3-4 as more efficient indicators of development of postsurgical
complications in comparison with other risk factors (the table 2).
The
patients were successfully distributed into the subgroups of low, middle and
high risk. The observed amount of postsurgical complications was most close to
the data calculated with the nomogram.
Our
study has some disadvantages – mostly because of the retrospective design. The
cutoff values are based on the available models of risk prediction and exert
the negative influence on the predictive efficiency of the final model. For example,
our study did not include any patients with ASA classes 5-6. Future validation
studies will help to investigate the possibilities of the alternative values,
which can improve the model.
Our model uses the prime whole
numbers for each parameter in patients with proximal femoral fractures. We
think that the simple model has the highest applicability and practicability
for daily clinical practice.
CONCLUSION
As
result of the study, we developed a method for selection of surgical management
for patients with proximal femoral fractures with use of the nomogram of the
risk of postsurgical complications.
The
combination of the parameters is used for selection of surgical management of
proximal femoral fractures: gender, age, a comorbidity category (0 – no concurrent
diseases, 1-2 concurrent diseases – average chronic condition, 3 and more
concurrent diseases – multiple morbidity), the potential risk of complications,
ASA severity class, a fracture type (intraarticular medial fractures or femoral
neck fractures – subcapital, transcervical, basicervical; extraarticular
lateral or trochanteric fractures – intertrochanteric, transtrochanteric) with
use of the developed nomogram. If the combination of ASA class 4 with the
potential risk of complications > 30 %, surgical interventions are not
conducted; for ASA class 3 and the potential risk of complications < 30 % in
medial and lateral fractures, low invasive osteosynthesis of the proximal femur
is conducted; for ASA classes 1 or 2 with the potential risk of complications
< 30 % in lateral and basicervical fractures, osteosynthesis is conducted;
for medial fractures (subcapital and transcervical) – total hip replacement.
The
nomogram for estimation of the risk of postsurgical complications in proximal
femoral fractures allows fast predictor assessment without additional
time-consuming calculations that is important for daily surgical clinical
practice of traumatologist-orthopedist.
The
offered method for selection of surgical management of proximal femoral
fractures can identify the patients with higher risk of postsurgical
complications and optimize the presurgical procedures for improvement in
patient’s condition during surgery. Moreover, the method can be used as the
tool for clarification of the potential and actual risk, allowing the objective
comparison and testing the clinical outcomes.
Concerning the model for risk
prediction, further studies are required for estimation of the external validation
and comparison to identify the best predictor of postsurgical complications for
each patient.
Information on financing and conflict of interests
The study was conducted without
sponsorship.
The authors declare the absence of
clear or potential conflicts of interests relating to publishing this article.
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